This workshop covers financial crime prevention, fraud prevention and types, corruption, stakeholders in corporate governance, shareholders' rights, directors' duties, risk-based decision making, risk management areas, compliance success factors, ISO compliance management, designing a compliance process, implementing a compliance program, causes and results of compliance failures, external audits including cyber security, capital expenditures, data governance, network data integrity, data analytics, third-party relationships, and regulatory process improvement.

This workshop offers several key benefits to attendees. Firstly, participants will develop a comprehensive understanding and appreciation for the importance of a strong compliance function within financial service institutions. They will gain insights into the need for financial services regulation and the various aspects involved, including instruments, institutions, participants, and markets. Additionally, participants will acquire essential skills to excel as a compliance officer and learn how to establish a well-functioning compliance department. The workshop will also cover diverse strategies and techniques for complying with regulatory requirements while emphasizing the role of the compliance function as a risk mitigation tool. Ultimately, attendees will be equipped with crucial insights to effectively navigate regulatory and compliance challenges and foster a culture of compliance within their respective organizations.